In trading & securities, every communication is under scrutiny

Monitor, review, and enforce compliance across marketing content, advisor communications, and client interactions with AI built for trading and securities firms.

Monitor every advisor call, message, and marketing asset
Real-time prevention. Audit trail mapped to FINRA, SEC, MiFID II
SOC 2 Type II. Explainable AI. Built for regulated finance
UDAAP
Reg Z
TILA
ECOA
FTC
CFPB
SEC
State Reg.
FINRA
FCA
ESMA
MiFID
MiCA
FDCPA
+ More
The Problem

Manual review won't survive your next exam.

Every message, claim, and disclosure you publish is subject to strict regulatory standards.

As your content scales across platforms, advisors, and partners, manual reviews can’t keep up—slowing approvals, creating blind spots, and increasing risk.
Policy Hub

Centralize and enforce your policies

Ingest regulatory requirements and your internal policies into a structured system that maps policies to every piece of content and communication.

Sedric comes preloaded with regulatory frameworks out of the box

Marketing Content Compliance

Review & approve content with confidence

Review marketing assets and claims against regulatory standards, flag issues instantly, and move from draft to approval without delays.

Embed Sedric's compliance engine in your existing workflow or on our robust platform.

Learn more about Creative Review
Partner Compliance

Control content outside your walls

Monitor affiliates, influencers, and partners to ensure their content meets your standards and regulatory obligations.

Learn more about Partner Compliance
Communications Compliance

Oversee every advisor interaction

Monitor calls, messages, and client communications at scale to detect risk, enforce consistency, and maintain audit-ready records.

Learn more about Communications Compliance
Multi-jurisdiction Compliance

Handle regulatory complexity across regions

Enforce regulatory requirements across regions, regulators, and product lines with policies that adapt to local rules while maintaining global consistency.

What makes Sedric stand out is their customizable approach, allowing us to refine and apply industry-specific compliance monitoring strategies with relative ease. Sedric exceptional customer service and diligent follow-up have significantly enhanced our experience

Giovanna Perez M.
Monitoring Lead

Not only did each team member double their interaction coverages, but we were also able to support more languages without expanding our staff! Sedric’s AI-based risk analysis guarantees that we focus our attention on interactions with the highest risk factor, and not on random ones. The superb customer service is a welcome added bonus.

Georgi Medzhidiliev
Chief Operations Officer

Since integrating Sedric into our system, we've experienced considerable improvements, significantly improving the efficiency of our compliance processes. Within just three months of implementation, we observed notable results in platform detection accuracy.

Andrea Peratitis
Chief Compliance Officer

Sedric’s Al monitoring covers 100% of verbal communications between our customers and representatives which reinforces our high compliance standards. The automated reviews and high-risk alerts decrease review time, which is a core benefit for our Quality Control team. The team can better manage their time and focus on more sophisticated compliance areas with the confidence that accurate monitoring checks are being executed.

Fabienne Zarifeh
Team Leader, Quality Control & Monitoring

Since integrating Sedric into our operations, we’ve seen a significant improvement in efficiency and accuracy. Sedric has been instrumental in streamlining our communications analysis, allowing our team to focus on what matters most. Sedric’s AI-powered capabilities enable us to monitor customer-facing teams more effectively, saving time and reducing manual effort.

Juliana Bou Mansour
Head of Compliance

"After evaluating various compliance solutions, we selected Sedric to optimise our compliance coverage and streamline operational efficiency. Sedric has been instrumental in achieving these objectives by effectively monitoring our affiliates and partners' marketing content, while reducing reliance on manual processes."

Alkistis Gkiosi
Internal Control Director Risk
Features

Built for regulated markets at scale.

Policy-Based Enforcement

Map every decision to your internal policies and regulatory requirements—not generic rules.

Omnichannel Coverage

Monitor content and communications across marketing, advisor interactions, and partner channels.

Full Audit Traceability

Maintain complete records with decision logs, policy mapping, and evidence for every interaction.

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Bring your compliance under control with AI guardrails

See how Sedric helps trading and securities firms monitor, review, and enforce compliance across content and communications.